In capital markets, compliance reporting is non-negotiable and relentless: daily, weekly, and monthly filings where every figure must trace back to its source.

The challenge

Reports were assembled by hand from trading, custody, and accounting systems. The work consumed senior compliance staff, and the real risk wasn't effort — it was the manual copy between systems where errors hide.

Building it

A reporting agent now pulls data directly from source systems, assembles each regulatory report, runs cross-checks against prior filings, and prepares the submission package. Compliance officers review and approve; they no longer transcribe.

What changed

  • Report preparation time cut by 80% across recurring filings
  • Every figure traceable to its source system automatically
  • Zero late filings since the agent went to production

“Compliance work didn't get smaller — it got precise. The agent does the assembling; we do the judging.”

Compliance, Colendi Securities